Disciplinary Actions

Where an FP Canada™ certificant is found to have breached the Standards of Professional Responsibility, an FP Canada Standards Council Discipline Hearing Panel can impose discipline sanctions ranging from a letter of admonishment to suspension or revocation of certification.


In accordance with the FP Canada Standards Council Policy on the Publication of Disciplinary Information, all decisions issued by a Hearing or Appeal Panel are published on FP Canada’s website. A certificant’s disciplinary history is also linked to the Find a Planner or Certificant tool on FP Canada’s website and a publicly accessible, historically searchable database is maintained by FP Canada.

 

Current Hearings

The following chart provides notice of current proceedings before FP Canada Standards Council Discipline Hearing Panels and Appeal Panels. Additional information is available below about completed hearings.

Certificant/Candidate Status of Proceedings
David Claude BugdenDecision on Merits pending
David Roy, CFP®Disciplinary Hearing: October 17, 2019
Shafique Hirani, CFP®Disciplinary Hearing: October 25, 2019
Chun-Yi Tay, CFP®Disciplinary Hearing: November 5, 2019

* This schedule is provided for public information and is subject to change.

 

Interim Suspensions and/or Disclosure of Investigations

Pursuant to the Standards Council Policy on the Disclosure of Investigations and Interim Suspensions, the Standards Council has the ability to obtain interim suspensions and/or seek permission to disclose an active investigation, in exceptional circumstances and as necessary to protect the public. All interim suspensions are noted on a certificant’s profile on the Find A Planner Tool.

 

Prior Hearings

Certificant/CandidateLocationDateDisciplinary Report
Boni, MichaelWhite Rock, BC2010View Details
Bretzer, RandyEdmonton, AB2019View Details
Brinson, BruceWhite Rock, BC2010View Details
Cahill, KevinGuelph, ON2011View Details
Cahill, KevinGuelph, ON2018View Details
Carney, James GBrampton, ON2018View Details
Cloth, JasonMarkham, ON2014View Details
Connors, AlanToronto, ON2016View Details
Domenichini, VinceToronto, ON2018View Details
DeArtola, MartinNew Hamburg, ON2015View Details
Dennis, JamesToronto, ON2018View Details
Dirani, WasseemAncaster, ON2015View Details
Edwards, DouglasCambridge, ON2015View Details
English, TodPowell River, BC 2016View Details
Ford, Scott DouglasRichmond Hill, ON2019View Details
Gentile, GabrieleHalifax, NS2017View Details
Gillen, PeterWindsor, ON2019 View Details
Joly, ChristineMississauga, ON2013View Details
Karas, David Barrie, ON 2017View Details
Krueger, FaithAbbotsford, BC2019View Details
Lauzon, Paul J. Kelowna, BC2018View Details
Lisborg, Einar Surrey, BC 2018View Details
McLaughlin, Peter Ottawa, ON 2018View Details
McMahon, Mary Stoney Creek, ON 2018View Details
Monteleone, Barry Sherwood Park, AB2012View Details
Rempel, Ed EdwardBrampton, ON 2018View Details
Sanchez, John PaulToronto, ON2019View Details
Singer, Christopher Surrey, BC2018View Details
Starosta, Kris Mississauga, ON2019View Details
Stolarz, Frank JosephHead of St. Margarets Bay, NS 2018View Details
Thong, Al Edmonton, AB2017View Details
Wang, Dan Vivian Vancouver, BC2019View Details
Warren, Rodney Langley, BC 2017View Details
White, Rodney Pembroke, ON 2016View Details
Welsh, Donland Cameron Brampton, ON2017View Details
Williamson, DouglasNanoose Bay, BC2016View Details
Wray, William GeorgeAlliston, ON 2018View Details

*To view a certificant’s/candidate’s current status, please search the Find a Planner tool.