Where an FP Canada™ certificant is found to have breached the Standards of Professional Responsibility, an FP Canada Standards Council Discipline Hearing Panel can impose discipline sanctions ranging from a letter of admonishment to suspension or revocation of certification.
In accordance with the FP Canada Standards Council Policy on the Publication of Disciplinary Information, all decisions issued by a Hearing or Appeal Panel are published on FP Canada’s website. A certificant’s disciplinary history is also linked to the Find a Planner or Certificant tool on FP Canada’s website and a publicly accessible, historically searchable database is maintained by FP Canada.
The following chart provides notice of current proceedings before FP Canada Standards Council Discipline Hearing Panels and Appeal Panels. Additional information is available below about completed hearings.
|Certificant/Candidate||Status of Proceedings|
|David Claude Bugden||Decision on Merits pending|
|David Roy, CFP®||Disciplinary Hearing: October 17, 2019|
|Shafique Hirani, CFP®||Disciplinary Hearing: October 25, 2019|
|Chun-Yi Tay, CFP®||Disciplinary Hearing: November 5, 2019|
* This schedule is provided for public information and is subject to change.
Pursuant to the Standards Council Policy on the Disclosure of Investigations and Interim Suspensions, the Standards Council has the ability to obtain interim suspensions and/or seek permission to disclose an active investigation, in exceptional circumstances and as necessary to protect the public. All interim suspensions are noted on a certificant’s profile on the Find A Planner Tool.
|Boni, Michael||White Rock, BC||2010||View Details|
|Bretzer, Randy||Edmonton, AB||2019||View Details|
|Brinson, Bruce||White Rock, BC||2010||View Details|
|Cahill, Kevin||Guelph, ON||2011||View Details|
|Cahill, Kevin||Guelph, ON||2018||View Details|
|Carney, James G||Brampton, ON||2018||View Details|
|Cloth, Jason||Markham, ON||2014||View Details|
|Connors, Alan||Toronto, ON||2016||View Details|
|Domenichini, Vince||Toronto, ON||2018||View Details|
|DeArtola, Martin||New Hamburg, ON||2015||View Details|
|Dennis, James||Toronto, ON||2018||View Details|
|Dirani, Wasseem||Ancaster, ON||2015||View Details|
|Edwards, Douglas||Cambridge, ON||2015||View Details|
|English, Tod||Powell River, BC||2016||View Details|
|Ford, Scott Douglas||Richmond Hill, ON||2019||View Details|
|Gentile, Gabriele||Halifax, NS||2017||View Details|
|Gillen, Peter||Windsor, ON||2019||View Details|
|Joly, Christine||Mississauga, ON||2013||View Details|
|Karas, David||Barrie, ON||2017||View Details|
|Krueger, Faith||Abbotsford, BC||2019||View Details|
|Lauzon, Paul J.||Kelowna, BC||2018||View Details|
|Lisborg, Einar||Surrey, BC||2018||View Details|
|McLaughlin, Peter||Ottawa, ON||2018||View Details|
|McMahon, Mary||Stoney Creek, ON||2018||View Details|
|Monteleone, Barry||Sherwood Park, AB||2012||View Details|
|Rempel, Ed Edward||Brampton, ON||2018||View Details|
|Sanchez, John Paul||Toronto, ON||2019||View Details|
|Singer, Christopher||Surrey, BC||2018||View Details|
|Starosta, Kris||Mississauga, ON||2019||View Details|
|Stolarz, Frank Joseph||Head of St. Margarets Bay, NS||2018||View Details|
|Thong, Al||Edmonton, AB||2017||View Details|
|Wang, Dan Vivian||Vancouver, BC||2019||View Details|
|Warren, Rodney||Langley, BC||2017||View Details|
|White, Rodney||Pembroke, ON||2016||View Details|
|Welsh, Donland Cameron||Brampton, ON||2017||View Details|
|Williamson, Douglas||Nanoose Bay, BC||2016||View Details|
|Wray, William George||Alliston, ON||2018||View Details|
*To view a certificant’s/candidate’s current status, please search the Find a Planner tool.