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Following referral of a complaint to a discipline hearing by the Conduct Review Panel, members of the Hearing Panel Roster serve as adjudicators on the FP Canada Standards Council™ Hearing and Appeal Panels in support of the Standards Council’s professional-oversight function.

 

Albert Pelletier, LLB


Commitee/Panel Position(s)

Member, Hearing Panel

Employer

Morganti & Co.
Toronto, ON


Albert is a lawyer with over 20 years of experience in the securities industry. He began his career as an Investment Advisor at Nesbitt Burns, then went to law school to become a securities lawyer.

Albert spent 10 years in private practice on Bay Street in Toronto before becoming a Prosecutor for the Ontario Securities Commission and then the Law Society of Ontario. Currently, Albert is a partner in a boutique law firm that brings securities class actions on behalf of harmed investors.

 

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