Response to FSRA Consultation on Proposed Fee Rule
Submission to the Financial Services Regulatory Authority of Ontario
June 2023
View Submission
Response to FCAA Consultation on Proposed Financial Planner and Financial Advisor Regulations
Submission to the Financial and Consumer Affairs Authority
September 2022
View Submission
Response to FSRA Consultation on FP/FA Fees
Submission to the Financial Services Regulatory Authority of Ontario
October 2021
View Submission
Response to FCAA Proposed Regulations
Submission to the Financial and Consumer Affairs Authority of Saskatchewan
October 2021
View Submission
Response to FSRA Consultation 2021-003 FPTP Rule and Guidance
Submission to the Financial Services Regulatory Authority of Ontario
June 2021
View Submission
Response to FCAC Consultation on Renewing the National Strategy for Financial Literacy
Submission to the Financial Consumer Agency of Canada
January 2021
View Submission
Response to Proposed Rule [2020-001] Financial Professionals Title Protection
Submission to the Financial Services Regulatory Authority of Ontario
November 2020
View Submission
Response to MFDA Bulletin #0788-P – Continuing Education Accreditation Process
Submission to the Mutual Fund Dealers Association
September 2019
View Submission
Response to Consultation on the Regulation of Financial Planners and Financial Advisors in Saskatchewan
Submission to the Financial and Consumer Affairs Authority of Saskatchewan
September 2019
View Submission
Response to the OSC 2019-2020 Statement of Priorities
Submission to the Ontario Securities Commission
May 2019
View Submission
Response to Proposed Amendments to NI 81-105 – Mutual Fund Sales Practices
Submission to the Canadian Securities Administrators
December 2018
View Submission
Response to CSA Client Focused Reforms
Submission to the Canadian Securities Administrators
November 2018
View Submission
Response to MFDA Bulletin 0748-P
Submission to the Mutual Fund Dealers Association of Canada
July 2018
View Submission
Response to MFDA Bulletin #0743-P
Continuing Education Requirements
Submission to the Mutual Fund Dealers Association of Canada
June 2018
View Submission
Response to the OSC 2018-2019 Statement of Priorities
Submission to the Ontario Securities Commission
May 2018
View Submission
Response to the Consultation Paper on Regulation of Financial Planners
Submission to the Ontario Ministry of Finance
April 2018
View Submission
Response to CSA Consultation Paper 81-408
Consultation on the Option of Discontinuing Embedded Commissions
Submission to the Canadian Securities Administrators
June 2017
View Submission
Response to MFDA Bulletin #0711-P
Request for Comments on the Development of Continuing Education Requirements
Submission to the Mutual Fund Dealers Association of Canada
April 2017
View Submission
Submission on Proposed Amendments to MFDA Rule 1.2.5
Misleading Business Titles Prohibited
Submission to the Mutual Fund Dealers Association of Canada
January 2017
View Submission
Submission on Consultation Paper 33-404
Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
Submission to the Canadian Securities Administrators
September 2016
View Submission
Submission on Consultation on Financial Advisory and Financial Planning Policy Alternatives
Submission to Ontario's Expert Committee
June 2016
View Submission
Remarks to Consider Financial Advisory and Financial Planning Policy Alternatives
Remarks to Expert Committee
May 2016
View Submission
MFDA Bulletin #0656-P
Consultation Paper on Standards for Use of the Title "Financial Planner"
Submission to MFDA
December 2015
View Submission
Submission on Consultation on Financial Advisory and Financial Planning Policy Alternatives
Submission to Ontario's Expert Committee
September 2015
View Submission
Presentation to the Standing Committee on Finance and Economic Affairs on Bill 91
Building Ontario Up Act, 2015
Remarks to Ontario Ministry of Finance
May 2015
View Submission
Submission on Consultation 81-324
Mutual Fund Classifications
Submission to the Canadian Securities Administrators
March 2014
View Submission
Towards Official Recognition of the Financial Planning Profession
Coalition Submission to the Ontario Ministry of Finance
February 2014
View Submission
Investigating the Merits of More Tailored Regulation of Financial Planning In Ontario
Remarks to Ontario Ministry of Finance
January 2014
View Submission
Q&A Regarding FPSC Submission on Third-Party Compensation
Submission to the Canadian Securities Administrators
July 2013
View Submission
Submission on Consultation 81-407 – Mutual Fund Fees
Submission to Canadian Securities Administrators
April 2013
View Submission
Submission on Bill C-28: An Act to amend the Financial Consumer Agency of Canada
Submission to the Senate Committee on Banking, Trade and Commerce
February 2013
View Submission
Submission on FSCO’s 2012 Statement of Priorities and Strategic Directions
Submission to Financial Services Commission of Ontario
June 2012
View Submission
Comments on the 2012/2013 Ontario Securities Submission Statement of Priorities
Submission to the Ontario Securities Commission
May 2012
View Submission
Pooled Retirement Pension Plan Submission
Submission to the federal government
February 2012
View Submission
