The purpose of the Finance and Audit Committee is to assist the Board of Directors in its oversight responsibilities as they relate to:

  • financial reporting and related compliance
  • external auditor selection, independence performance
  • financial risk management
  • monitoring and reviewing investment policies, performance and management
 

Moira Klein-Swormink

Committee/Panel Position(s)

Finance & Audit Committee

Employer

Edward Jones Canada
Mississauga, ON

Moira Klein-Swormink is Principal, Branch Development at Edward Jones in Canada. She began her career at the organization as a department leader and has subsequently served as Director of Branch Team Performance; Director, Client Strategies Group; and Principal, Wealth Management Advice & Solutions.  

Moira began her career with BMO Financial Group, where she held leadership roles in banking, corporate finance, and enterprise strategy. Additionally, she launched a coaching and consulting practice, where she worked with various start-ups in healthcare and fintech. 

Moira earned her bachelor's degree in English and French from Western University in London, Ontario, and completed her MBA at Dalhousie University. She sits on the FSRA Advisory Committee for Financial Advisors and Financial Planners. 

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